Cochlear Implant Atlas
CI Atlas · Auditory Physiology · Module 08

8Otoacoustic emissions

Here is a fact that sounds impossible: a healthy ear emits sound. Put a sensitive microphone in the ear canal and you can record faint tones the cochlea produces, either on its own or in response to stimulation. These otoacoustic emissions are not an oddity — they are the audible by-product of the active cochlear amplifier, leaking back out through the middle ear. Because they require working outer hair cells and need no response from the patient, they have become one of the most useful objective tests in all of audiology, and the engine of newborn hearing screening.

FSound the ear makes

In 1978 David Kemp reported that the human ear, stimulated with a brief click, sends a faint sound back out into the ear canal a few milliseconds later — an echo the ear itself generates. The finding was initially met with disbelief: a sensory organ that emits energy seemed to violate the idea of a passive detector. It was, in fact, the first direct evidence that the cochlea is active.[1978]

TCThe amplifier's fingerprint

Otoacoustic emissions are the cochlear amplifier of Module 7 heard from outside. As the outer hair cells inject mechanical energy into the travelling wave, some of that energy travels backward — apex to base, through the oval window, across the ossicles, out to the eardrum — where it radiates into the canal as sound. Because the process is nonlinear (Module 6), stimulating with two tones produces emitted energy at new frequencies that were never presented. Emissions are therefore a direct, objective readout of outer-hair-cell function.[2012]

Making a distortion-product emission — and recording it

probe micOHCcochleaf₁, f₂ in →← 2f₁−f₂ emitted
Primary f₁1000 Hz
Primary f₂1200 Hz
Emitted 2f₁−f₂800 Hz

The ear emits energy at a frequency that was never played in — proof that the cochlea is actively, nonlinearly processing sound. The emission needs working outer hair cells and a clear middle ear to escape, which is why a present emission is reassuring but an absent one is ambiguous.

TTypes of emission

TypeHow it is evokedClinical use
Spontaneous (SOAE)None — emitted with no stimulus, in many normal earsMostly a research/normal-variant finding
Transient-evoked (TEOAE)A brief click; the ear's echo is recordedNewborn screening; quick pass/refer at the screened frequencies
Distortion-product (DPOAE)Two tones f₁ and f₂; the cochlea emits at 2f₁ − f₂Frequency-specific test of outer-hair-cell function

The distortion-product emission is the clearest demonstration that the ear creates new frequencies. Present two tones and listen at 2f₁ − f₂.

Distortion-product otoacoustic emission

noise floorf₁f₂2f₁−f₂1k3k5k7kear-canal spectrum — frequency (Hz)
DP frequency1918 Hz
DP level0 dB
Resultpresent

The cochlea emits a tone at 2f₁ − f₂ that was never in the stimulus — generated by the nonlinear, active outer-hair-cell process. A robust emission means the outer hair cells are working and the middle ear is clear. It vanishes when the outer hair cells are damaged or when a conductive block (here an effusion) traps it — so an absent emission is sensitive but not specific. This is the objective, no-response-needed test behind newborn hearing screening.

TCWhat present or absent means

A present emission is strong evidence that the outer hair cells are working and the middle ear is clear — broadly, that cochlear function down to the amplifier is normal at the tested frequencies. An absent emission is more ambiguous: it can mean outer-hair-cell damage, but it can equally mean a conductive block(wax, effusion) that traps the emission on its way out. Toggle the effusion in the widget to see a normal cochlea read as “absent.” Emissions are thus a sensitive screen but not, on their own, a specific diagnosis.[2012]

The auditory-neuropathy signature

One pattern is diagnostically powerful: emissions present but the auditory brainstem response absent. The intact emissions prove the outer hair cells and cochlear mechanics work, so the lesion must lie beyond them — at the inner hair cell, its synapse, or the nerve. This is the hallmark of auditory neuropathy spectrum disorder, and exactly the situation in which a cochlear implant — which replaces the inner-hair-cell-to-nerve step — is often considered.

FTNewborn hearing screening

Emissions transformed paediatric audiology. Because they are objective, fast, cheap, and need no behavioural response, transient-evoked emissions (often paired with the automated ABR) are the basis of universal newborn hearing screening. A sleeping baby can be screened in minutes: a pass at the screened frequencies is strong reassurance, a refer prompts diagnostic follow-up. Catching hearing loss in the first weeks of life — rather than the first years — is one of the biggest reasons modern implanted children do so well, because it lets implantation happen inside the sensitive period for auditory development.[2009]

FEmissions and the cochlear implant

Otoacoustic emissions test precisely the structure a cochlear implant bypasses — the outer-hair-cell amplifier — so they are not part of implant programming, and an implant recipient with the usual hair-cell loss will have no emissions. Their role in the implant story is diagnostic and selective: they help establish the kind and site of hearing loss before implantation (notably flagging auditory neuropathy), and they are the screening tool that gets children to the implant team early enough to matter.[2009]

We have now followed sound to the point where the inner hair cell hands it to the nerve. The rest of the chapter rides with that signal: the auditory nerve, how it codes intensity and pitch, and where it goes.

Case 8.1 · A 'refer' that turns out to hear
A newborn 'refers' (fails) on the otoacoustic-emission screen in one ear on day 1 of life. Repeat testing at three weeks, after the ear canal has cleared of vernix and amniotic debris, shows robust emissions, and diagnostic testing confirms normal hearing.

Why can a normally-hearing ear produce an absent otoacoustic emission at birth?

Self-assessment — Chapter 1, Module 83 questions
Question 1 · Trainee

Otoacoustic emissions are the audible by-product of which structure?

Question 2 · Trainee

A distortion-product emission appears at 2f₁ − f₂. What does this demonstrate about the cochlea?

Question 3 · Clinician

An otoacoustic emission is absent. What are the two broad explanations to keep in mind?

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